-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S58YawZcI5zinN1tVMaI+giDKGEHvbNiVLJvl4s7QO/HaqqZmdlyMX+nouRu8hrm MkRQ4/YedNLnfZMEcgkTCg== 0000889812-99-000705.txt : 19990305 0000889812-99-000705.hdr.sgml : 19990305 ACCESSION NUMBER: 0000889812-99-000705 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990304 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PVC CONTAINER CORP CENTRAL INDEX KEY: 0000081288 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PLASTIC PRODUCTS [3080] IRS NUMBER: 132616435 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-16497 FILM NUMBER: 99557341 BUSINESS ADDRESS: STREET 1: 401 INDUSTRIAL WAY W CITY: EATONTOWN STATE: NJ ZIP: 07724 BUSINESS PHONE: 9085420060 MAIL ADDRESS: STREET 1: 401 INDUSTRIAL WAY WEST CITY: EATONTOWN STATE: NJ ZIP: 07724 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LIONHEART GROUP INC CENTRAL INDEX KEY: 0001069881 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133790376 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 230 PARK AVE STREET 2: STE 516 CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 2125995077 MAIL ADDRESS: STREET 1: 230 PARK AVE STREET 2: STE 516 CITY: NEW YORK STATE: NY ZIP: 10169 SC 13D/A 1 AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* PVC CONTAINER CORPORATION ------------------------- (Name of Issuer) Common Stock, $.01 par value ------------------------------ (Title of Class of Securities) 693651101 ------------------------- (CUSIP Number) Thomas J. Rice, Esq. Coudert Brothers 1114 Avenue of the Americas New York, New York 10036 ------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 26, 1999 ------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f), or 240.13d-1(g), check the following box |_|. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Section 240.13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosure provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 Pages SCHEDULE 13D CUSIP No. 693651101 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Lionheart Group, Inc. 13-3790-376 2 Check the Appropriate Box If a Member of a Group* a. |_| b. |_| 3 SEC Use Only 4 Source of Funds* WC 5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) |_| 6 Citizenship or Place of Organization Delaware 7 Sole Voting Power Number of 535,300 Shares Beneficially 8 Shared Voting Power Owned By 0 Each Reporting 9 Sole Dispositive Power Person 535,300 With 10 Shared Dispositive Power 0 11 Aggregate Amount Beneficially Owned by Each Reporting Person 535,300 12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |_| 13 Percent of Class Represented By Amount in Row (11) 7.6% 14 Type of Reporting Person* IA Page 2 of 4 Pages This Amendment No. 1 to the original statement of beneficial ownership on Schedule 13D filed by the Reporting Person on September 24, 1998 has been prepared to report the purchase by the Reporting Person of additional shares of the Issuer. Defined terms used herein that are not otherwise defined herein have the meanings ascribed to them in the Reporting Person's original Schedule 13D filing. Item 3. Source and Amount of Funds or Other Consideration Item 3 is hereby supplemented as follows: All of the $637,193.38 used to make the purchase of the 87,300 additional Shares acquired by the Reporting Person came from the working capital of the investment funds and managed accounts directed by the Reporting Person. Item 5. Interest in Securities of the Issuer Items 5(a), 5(b) and 5(c) are hereby amended as follows: (a) This statement on Schedule 13D relates to 535,300 shares of Common Stock deemed beneficially owned by the Reporting Person, which constitute approximately 7.6% of the issued and outstanding shares of Common Stock. (b) The Reporting Person has sole voting and dispositive power with respect to 535,300 shares of Common Stock. (c) Within the past sixty days, accounts managed by the Reporting Person purchased and sold shares of Common Stock on the dates, in the amounts and at the prices set forth on Schedule A annexed hereto and incorporated by reference herein. All of such purchases were made on the open market (NASDAQ). SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: March 4, 1999 LIONHEART GROUP, INC. By: /s/ C. Duncan Soukup -------------------- C. Duncan Soukup, President Page 3 of 4 Pages SCHEDULE A Transactions in Shares of Common Stock Within the Past Sixty Days DATE BUY/SELL TOTAL COST 12/28/98 Buy 400 $7.375 12/29/98 Buy 3,500 $7.9375 12/30/98 Buy 2,500 $8.00 12/31/98 Buy 4,500 7.9375 01/05/99 Buy 2,000 $7.0625 01/06/99 Buy 4,400 $7.0625 01/20/99 Buy 5,000 $7.5625 01/22/99 Buy 1,500 $7.5625 01/29/99 Buy 1,300 $7.7596 02/03/99 Buy 11,000 $7.0625 02/16/99 Buy 2,000 $6.9375 02/17/99 Buy 400 $7.0625 02/22/99 Buy 1,500 $5.8125 02/24/99 Buy 2,000 $7.0000 02/25/99 Buy 3,600 $7.7118 02/26/99 Buy 9,200 $7.9096 03/01/99 Buy 9,500 $7.0625 Page 4 of 4 Pages -----END PRIVACY-ENHANCED MESSAGE-----